9AT: LEGACY PARTNERS, LLC

other names

LEGACY PARTNERS, LLC
LEGACY PARTNERS LTD.

Adviser Profile

As of Date	10/17/2025
ADV Location	LOS ANGELES, CA, United States
Adviser Type - Large advisory firm
Number of Employees	4
of those in investment advisory functions	3
Registration	SEC, Approved, 10/28/2011

AUM^*	767,419,162 3%
of that, discretionary	767,419,162 50%
Private Fund GAV^*	539,052,422 54%
Avg Account Size	85,268,796 3%
SMA’s	No
Private Funds	10 6
Contact Info	424 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count10	GAV$539,052,422

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MONOGRAM CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.2b	#Funds31
Adviser QUAD PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund510.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV510.2m	AUM732.2m	#Funds13
Adviser CREDIT SUISSE SECURITIES (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM805.3m	#Funds-
Adviser BLUE SEA CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.5b	#Funds6
Adviser UNION CAPITAL ASSOCIATES, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund694.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV694.5m	AUM694.5m	#Funds3
Adviser FIVE ARROWS MANAGERS (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund311.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV311.9m	AUM993.7m	#Funds4
Adviser GREYTOWN ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM846.7m	#Funds-
Adviser MPE PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds10
Adviser BRIDGE GROWTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund403.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV403.9m	AUM403.9m	#Funds6
Adviser RC CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM784.6m	#Funds13

Brochure Summary

Overview

A. Description of the Advisory Firm Legacy Partners, LLC (“Legacy”) is a Delaware LLC formed on August 25, 2014, with its principal place of business in Los Angeles, California. Legacy was previously known as Legacy Partners Ltd., an exempted limited liability company organized in the Cayman Islands, and it has been an SEC-registered investment adviser since 2011. In August 2014, Legacy Partners Ltd. was re-domiciled to the State of Delaware and renamed Legacy Partners, LLC. Control personnel remained the same. The RIA has been in continuous operation since October 2011 and the principal owner is Robert Choi. Legacy’s registration with the SEC does not imply a certain level of skill or training. B. Types of Advisory Services Legacy provides investment management services primarily related to investments in Greater China. Currently, Legacy provides these services to three funds: (i) Legacy Capital, L.P.; (ii) Legacy Harmony, Ltd.; and (iii) Legacy Capital III, L.P.(the “Funds”); which invest in private equity funds and direct co-investments. Legacy also provides investment management services for certain non-discretionary assets it manages. Private Equity Fund of Funds and Co-Investments Advisor Legacy provides continuous advice and management to the Funds, through research and analysis of various private equity investment opportunities in Greater China. In addition, it monitors the performance

of the Funds and serves as Investment Manager of the Funds. Legacy does not and will not hold itself out to the general public as an investment adviser, financial planner, or any other service provider. Legacy evaluates investments the Funds may pursue based on the goals of each of the Funds, the investment time horizon of the Funds, risk tolerance levels, as well as other factors. Services Limited to Specific Types of Investments Legacy generally limits its investment advice to Greater China-focused private equity investments. Legacy may pursue other investment opportunities to diversify the Funds’ portfolios in accordance with the goals and restrictions of each of the Funds. C. Client Tailored Services and Client Imposed Restrictions Legacy tailors its services to the Funds. Pursuant to the Funds’ operating and partnership agreements, the Funds are restricted from investing in certain securities or types of securities. D. Wrap Fee Programs A wrap fee program is an investment program in which the investor pays one stated fee that includes management fees, transaction costs, fund expenses, or any other administrative fees. Legacy DOES NOT participate in any wrap fee programs. E. Amounts Under Management Legacy has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 546,920,480.00 $ 244,217,762.00 December 2022

LEGACY PARTNERS, LLC

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview