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Adviser Profile

As of Date 03/20/2024
Adviser Type - Large advisory firm
Number of Employees 3
of those in investment advisory functions 2
Registration SEC, Approved, 2/15/2012
AUM* 171,178,620 74.77%
of that, discretionary 68,518,281 13.36%
Private Fund GAV* 34,547,097 8.00%
Avg Account Size 57,059,540 133.02%
% High Net Worth < 0.01% -100.00%
SMA’s Yes
Private Funds 1
Contact Info 646 xxxxxxx

Client Types

- Pooled investment vehicles
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
237M 203M 169M 135M 102M 68M 34M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$34,547,097

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Brochure Summary

Overview

(A) Operational and Organizational Information. Lone Peak is a U.S. Securities and Exchange Commission (“SEC”) registered investment adviser. Registration as an investment adviser does not imply a level of skill or training. Lone Peak was formed as a Delaware limited partnership and has been in operation since July 2009. Betsy Battle is the Founding Partner and Chief Investment Officer of Lone Peak. Ms. Battle is also the Managing Member of Lone Peak Partners LLC, a Delaware limited liability company and the general partner of Lone Peak. As a result, she controls the overall business operations and activities of Lone Peak. Ms. Battle is also the Managing Member of Lone Peak Partners GP I LLC (the “General Partner”), a Delaware limited liability company and a general partner to Lone Peak Partners Fund LP. (B) Types of Advisory Services Offered. Lone Peak provides investment management services to, and has discretionary investment authority over the assets of Lone Peak Partners Fund LP, a comingled private investment fund (“LPPF”) and a limited liability company (“LLC”), and has non-discretionary authority of a private foundation (“Foundation” and, collectively the LPPF, LLC, Foundation and any other future commingled investment products, managed accounts or limited liability companies managed or advised by Lone Peak in the future, “Lone Peak Portfolios”). In general, Lone Peak seeks to consistently achieve attractive risk-adjusted absolute returns in widely different market environments by investing with a diversified group of professional portfolio managers (“Portfolio Managers”) that, on average, historically have generated returns that exhibit a low degree of correlation with one another. The private investment funds and separately managed accounts managed by the Portfolio Managers (collectively, the “Portfolio Funds”) will implement a variety
of traditional and alternative investment strategies by trading and investing in securities and commodities markets around the world. The multi-manager structure implemented by Lone Peak seeks to reduce risk and volatility while maintaining performance in numerous different market environments. There can be no assurance that investment objectives will be achieved. Please refer to Item 8, below, for additional details about Lone Peak’s investment strategy and risks associated with the investment strategy. {00429410.DOC; 1} 5 If Lone Peak believes that a particular Portfolio Manager is performing inadequately, or if Lone Peak believes that a different Portfolio Manager is more suitable for a particular Lone Peak Portfolio, Lone Peak may withdraw or advise to withdraw its investment from the Portfolio Manager. Lone Peak holds itself out as specializing in selecting Portfolio Managers and making investments in Portfolio Funds. Please review Lone Peak’s investment guidelines, specified below under “Client Investment Guidelines and Parameters” and Item 8, “Methods of Analysis, Investment Strategies and Risk of Loss.” (C) Client Investment Guidelines and Parameters. Regarding an investment in LPPF, each investor’s investment will be allocated in the same manner as each of the other investors who made investments in LPPF. With respect to the LLC, Foundation and future Lone Peak Portfolios, Lone Peak tailors its advisory services to the individual needs of such products, subject to the terms of their respective governing documents. (D) Wrap Fee Programs. Lone Peak does not participate in wrap fee programs. (E) Investor Assets Under Management. Discretionary: $68,518,281 as of December 31, 2023. Non-discretionary: $102,660,339 as of December 31, 2023. Total assets under management by Lone Peak as of December 31, 2023 were: $171,178,620.