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Adviser Profile

As of Date 06/26/2024
Adviser Type - Large advisory firm
Number of Employees 1
of those in investment advisory functions 1
Registration North Carolina, Terminated, 03/23/2023
Other registrations (2)
AUM* 90,617,071 -4.83%
of that, discretionary 87,035,835 -8.03%
Private Fund GAV* 37,141,431 11.35%
Avg Account Size 1,276,297 15.27%
% High Net Worth 64.79% 1.31%
SMA’s No
Private Funds 2
Contact Info 919 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
103M 88M 73M 59M 44M 29M 15M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$37,141,431

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Brochure Summary