Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 01/24/2012
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 40,329,783,469 -6%
of that, discretionary 40,329,783,469 38%
Number of Employees 177 -3%
of those in investment advisory functions 135 1%
Private Fund GAV* 0
Avg Account Size 163,942,209 -35%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Insurance companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

42B 36B 30B 24B 18B 12B 6B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary