9AT: ROSEMOUNT CAPITAL LLC

Adviser Profile

As of Date	09/28/2024
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	82,740,327 5%
of that, discretionary	82,740,327 5%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	82,740,327 5%
SMA’s	No
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CORNERSTONE CAPITAL CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM82.7m	#Funds-
Adviser GS INVESTMENT STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser QUANTLAB CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM16.3m	#Funds-
Adviser LINDEN ADVISORS LP	Hedge Fund38.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV38.2b	AUM38.8b	#Funds4
Adviser NCH CAPITAL INC.	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund581.7m	Real Estate Fund406.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM2.0b	#Funds14
Adviser THEOREM	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.4m	Total Private Fund GAV1.0b	AUM1.0b	#Funds7
Adviser LYXOR ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM27.9b	#Funds-
Adviser ARMISTICE CAPITAL LLC	Hedge Fund4.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.7b	AUM4.7b	#Funds3
Adviser CARDINAL POINT CAPITAL LLC	Hedge Fund132.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV132.5m	AUM100.0m	#Funds3
Adviser GS GAMMA ADVISORS, LLC	Hedge Fund298.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV298.6m	AUM298.6m	#Funds3

Brochure Summary

Overview

Rosemount Capital LLC (“Rosemount” or “Adviser”) is a corporation with its principal place of business in New York, New York. Rosemount was founded as Rosemount Capital Limited by Moris Tabacinic in 1997 and registered with the SEC under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) in November 2011. Rosemount was domesticated as a Limited Liability Company in the state of Delaware, USA effective April 6, 2021. The owner of Rosemount is the ERK Family Trust. Rosemount serves with Cornerstone Capital Corp. (“Cornerstone”) as the General Partners to New Century Holdings XI, L.P. (the “Fund”), a private investment fund formed to invest in Russia, other countries that were part of the former Soviet Union and other countries in Eastern Europe (“the “Region” or “target countries of investment”). Cornerstone was founded by George Rohr and is owned by Mr. Rohr, The Sulam Trust, Northern Trust Cayman International

Ltd, as Trustee of the LRT Family Trust and Northern Trust Cayman International Ltd, as Trustee of The MOTL Family Trust. Messrs. Tabacinic and Rohr (collectively, the “Principals”) own NCH Capital Inc. (“NCH”), a registered investment adviser that provides advisory services to the Fund. The Adviser meets the requirements to be considered a Qualified Professional Asset Manager (“QPAM”) under applicable regulations. The Fund may, at times, constitute plan assets under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). The Fund’s regulatory assets under management (“RAUM”) was $82,740,327 as of December 31, 2023. These assets are managed on a discretionary basis. The value of these assets continues to be significantly impacted by the invasion of Ukraine by Russia in February 2022 and by the disruption of the markets for Russia- related securities.

ROSEMOUNT CAPITAL LLC

ROSEMOUNT CAPITAL LLC

ROSEMOUNT CAPITAL LIMITED

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ROSEMOUNT CAPITAL LLC ROSEMOUNT CAPITAL LLC ROSEMOUNT CAPITAL LIMITED

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ROSEMOUNT CAPITAL LLC

ROSEMOUNT CAPITAL LLC

ROSEMOUNT CAPITAL LIMITED