Adviser Profile

As of Date 07/17/2026
Registration SEC, Approved, 08/02/2011
ADV Location COVINGTON, KY, United States
Contact Info 859 xxxxxxx
Websites
AUM* 1,515,563,474 35%
of that, discretionary 1,515,563,474 35%
Number of Employees 21 24%
of those in investment advisory functions 12 50%
Private Fund GAV* 0
Avg Account Size 407,300 59%
% High Net Worth 45.26% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 866M 650M 433M 217M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker97717X669 Stock NameWISDOMTREE US QUALITY DIVIDEND GROWTH FUND $ Position$70,056,996 % Position9.00% $ Change10.00% # Change1.00%
Stck Ticker35473P108 Stock NameFRANKLIN INTERNATIONAL CORE DIVIDEND TILT INDEX FUND $ Position$36,758,113 % Position4.00% $ Change8.00% # Change1.00%
Stck Ticker02072L607 Stock NameFREEDOM 100 EMERGING MARKETS ETF $ Position$28,758,120 % Position4.00% $ Change36.00% # Change2.00%
Stck Ticker464287150 Stock NameISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF $ Position$26,992,628 % Position3.00% $ Change12.00% # Change-3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$26,072,927 % Position3.00% $ Change21.00% # Change7.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP $ Position$24,621,080 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker97717W547 Stock NameWISDOMTREE US VALUE FUND OF BENEF INTEREST $ Position$23,068,012 % Position3.00% $ Change8.00% # Change1.00%
Stck Ticker97717Y477 Stock NameWISDOMTREE U.S. QUALITY GROWTH FUND $ Position$22,234,267 % Position3.00% $ Change25.00% # Change1.00%
Stck Ticker72201R585 Stock NamePIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND $ Position$22,182,216 % Position3.00% $ Change4.00% # Change3.00%
Stck Ticker594918104 Stock NameMICROSOFT $ Position$14,612,234 % Position2.00% $ Change13.00% # Change12.00%

Brochure Summary