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Adviser Profile

As of Date 08/18/2026
Registration SEC, Approved, 06/17/2011
ADV Location NEW YORK, NY, United States
Contact Info 646 xxxxxxx
Websites
AUM* 8,869,615,945 50%
of that, discretionary 7,427,258,209 61%
Number of Employees 154 4%
of those in investment advisory functions 105 7%
Private Fund GAV* 0
Avg Account Size 864,485 38%
% High Net Worth 26.24% -11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

7B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$185,951,823 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$150,401,105 % Position4.00% $ Change7.00% # Change-7.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$87,314,817 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$66,863,742 % Position2.00% $ Change25.00% # Change2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$76,641,440 % Position2.00% $ Change23.00% # Change7.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$86,276,220 % Position2.00% $ Change16.00% # Change1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$66,724,085 % Position2.00% $ Change18.00% # Change-4.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$30,261,308 % Position1.00% $ Change18.00% # Change2.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$33,533,611 % Position1.00% $ Change160.00% # Change-9.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$27,264,250 % Position1.00% $ Change5.00% # Change0.00%

Brochure Summary