Overview
A: Firm Description
P/E Global LLC, a Delaware limited liability company formed in September 2000
(“P/E Global”), formerly known as Queensboro Advisors, LLC, is registered with the
Commodity Futures Trading Commission (“CFTC”) as a commodity pool operator
and as a commodity trading advisor and is also a member of the National Futures
Association (“NFA”). P/E Global provides investment advisory and portfolio
management services to clients on a discretionary basis.
Principal Owners
P/E Strategic LLC, a Delaware limited liability company, owns 50% of P/E Global.
Warren Naphtal and Mary Naphtal own a controlling interest in P/E Strategic LLC.
P/E Investments LLC, a Delaware limited liability company, also owns 50% of P/E
Global. P/E Capital LLC, a Delaware limited liability company, is the sole owner of
P/E Investments LLC. P/E Asset Management LLC, a Delaware limited liability
company, owns 75% of P/E Capital LLC. P/E Investments, Inc., a Delaware
corporation, owns 100% of P/E Asset Management LLC. Warren Naphtal and Mary
Naphtal own P/E Investments, Inc.
B: Types of Advisory Services
P/E Global provides investment advisory and portfolio management on a
discretionary basis for high net worth individuals, banking or thrift institutions,
pension and profit sharing plans, pooled investment vehicles, charitable
organizations,
sovereign wealth funds, foundations, investment companies,
corporations, trusts and other business entities, and state or municipal governmental
entities. P/E Global utilizes proprietary investment strategies that are based on the
belief of P/E Global that by combining effective diversification, thorough analysis
and continuous risk management, the investment objectives of clients can be met with
greater consistency.
C: Tailored Services
P/E Global tailors its advisory services to the individual needs of clients by varying,
upon client request, risk level, the types of assets an account may trade and the base
currency of an account. Clients may also trade either futures contracts or forwards as
well as impose limits on individual positions, overall portfolio exposure and other
measures. Clients may request other variations or impose other restrictions.
D: Wrap Fee Programs
P/E Global does not participate in any wrap fee programs.
E: Client Assets Under Management
As of February 29, 2024, P/E Global managed approximately $16,697,500,000
(rounded to nearest $100,000) in assets all of which were managed on a discretionary
basis. Please note that P/E Global calculates the client assets that it manages
differently than it calculates its regulatory assets under management as disclosed in
Item 5 of Form ADV Part 1A.