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Adviser Profile

As of Date 03/28/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 6
of those in investment advisory functions 3
Registration SEC, Approved, 09/23/2009
AUM* 455,995,108 23.87%
of that, discretionary 455,995,108 23.87%
Private Fund GAV* 2,066,989 -41.62%
Avg Account Size 2,008,789 123.18%
% High Net Worth 10.63% -2.53%
SMA’s Yes
Private Funds 6
Contact Info 201 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
619M 531M 442M 354M 265M 177M 88M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count6 GAV$2,066,989

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Brochure Summary