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Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 12/17/2010
ADV Location VALHALLA, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 2,884,059,583 -27%
of that, discretionary 2,884,059,583 -27%
Number of Employees 10 -29%
of those in investment advisory functions 6 -14%
Private Fund GAV* 0
Avg Account Size 412,008,512 -27%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company
- Related adviser

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6B 5B 4B 3B 2B 2B 819M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker285512109 Stock NameELECTRONIC ARTS INC $ Position$157,906,840 % Position8.00% $ Change15.00% # Change14.00%
Stck Ticker655844108 Stock NameNORFOLK SOUTHN CORP $ Position$151,152,316 % Position7.00% $ Change17.00% # Change7.00%
Stck Ticker934423104 Stock NameWARNER BROS DISCOVERY INC $ Position$138,188,511 % Position7.00% $ Change6.00% # Change9.00%
Stck Ticker16115Q308 Stock NameCHART INDS INC $ Position$119,534,365 % Position6.00% $ Change24.00% # Change23.00%
Stck Ticker947890109 Stock NameWEBSTER FINL CORP $ Position$105,500,332 % Position5.00% $ Change-8.00% # Change-16.00%
Stck Ticker904708104 Stock NameUNIFIRST CORP MASS $ Position$67,201,931 % Position3.00% $ Change17.00% # Change11.00%
Stck Ticker25401T603 Stock NameDIGITALBRIDGE GROUP INC $ Position$53,284,310 % Position3.00% $ Change28.00% # Change25.00%
Stck Ticker12769G100 Stock NameCAESARS ENTERTAINMENT INC NE $ Position$37,978,029 % Position2.00% $ Change1262.00% # Change1093.00%
Stck Ticker70975L107 Stock NamePENUMBRA INC $ Position$44,445,917 % Position2.00% $ Change100.00% # Change108.00%
Stck Ticker74736K101 Stock NameQORVO INC $ Position$44,997,832 % Position2.00% $ Change148.00% # Change105.00%

Brochure Summary