9AT: AG GLOBAL ADVISORS LLC

AG GLOBAL ADVISORS LLC

AG GLOBAL ADVISORS LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 11/12/2010
Contact Info	520 xxxxxxx

AUM^*	104,698,536 10%
of that, discretionary	0
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	7,478,467 17%
% High Net Worth	41.94% -8%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

125M 107M 89M 71M 54M 36M 18M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

AG Global Advisors LLC (“AGGA”) is an investment adviser registered with the Securities and Exchange Commission (the “SEC”). Registration with the SEC does not imply a certain level of skill or training. AGGA’s Central Registration Depository number, or “CRD number,” is 155398. Armida Garaygordobil is the Managing Director and the sole member of AGGA. She formed AGGA in July 2010. She is AGGA’s only Investment Adviser Representative. More information about Ms. Garaygordobil’s qualifications and experience can be found on page 7 of this brochure. AGGA does not facilitate any activity that is illegal. AGGA offers general advisory services and does not specialize in any particular type of investment. AGGA does not limit the types of investments it considers. AGGA tailors its investment advice to meet the individual needs of clients by reviewing each client’s individual circumstances and recommending specific securities to the client. Clients may give instructions restricting certain securities or types of securities. AGGA manages client assets on a non-discretionary basis. This means that AGGA, acting within the written instructions and guidelines of the client, will offer advice and suggest trades to the client. If the client approves of the trade, then AGGA,

acting in its capacity as a registered investment advisory with limited power of attorney, will make the trade order with the custodian of the client’s funds. As of December 31, 2023 AGGA manages $95,476,001 on a non- discretionary basis. This amount was calculated by adding the amounts under management of each client’s account, as provided by the applicable custodian, which is the same method AGGA uses to calculate funds under management reported to the SEC. AGGA does not take custody of any client assets. As such, part of AGGA’s services include finding, introducing, and bringing together clients with custodial entities. AGGA leaves the ultimate negotiation and consummation of the business transaction to the client and the custodial entity. A client has no obligation to enter into an agreement with the custodial entity. However, AGGA will not provide services to the client if the client does not enter into an agreement with a custodial entity with which AGGA has a business relationship. For more information, see Client Referrals and Other Compensation on page 5. AGGA does not control or determine the terms of the agreement between the client and the custodial entity.