9AT: CLAREMONT CAPITAL MANAGEMENT, LLC

CLAREMONT CAPITAL MANAGEMENT, LLC

CLAREMONT CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 09/30/2010
ADV Location	PHOENIX, AZ, United States
Contact Info	602 xxxxxxx
Websites

AUM^*	843,863,443 15%
of that, discretionary	843,863,443 15%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	33,754,538 19%
% High Net Worth	57.69% -3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

844M 723M 603M 482M 362M 241M 121M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm This firm has been in business since 10/01/2003, and the principal owner is Thomas Payne Palmer. B. Types of Advisory Services Claremont Capital Management, LLC (hereinafter “CCM”) offers the following services to advisory clients: Investment Supervisory Services CCM offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. CCM creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring CCM evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. CCM will request discretionary authority from clients in order to select

securities and execute transactions without permission from the client prior to each transaction.Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Services Limited to Specific Types of Investments CCM limits its investment advice and/or money management to mutual funds/ equities/ bonds/ fixed income/ debt securities/ ETFs/REITs/ government securities. CCM may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions CCM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan. Clients may restrict investments and this will be reflected in their investment policy. D. Wrap Fee Programs CCM does not participate in any wrap fee programs. E. Amounts Under Management CCM manages over $730,000,000 in assets (as of 12/31/2023) All client assets are managed on a discretionary basis.