Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 10/21/2010
ADV Location BELLEVUE, WA, United States
Contact Info 425 xxxxxxx
Websites
AUM* 1,340,535,838 79%
of that, discretionary 1,339,726,816 79%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,529,313 39%
% High Net Worth 92.94% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 957M 766M 574M 383M 191M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY Filing Date09/09/2025 Form ADV-E View Report
Accounting Firm Name MOSS ADAMS Filing Date01/31/2025 Form ADV-E View Report
Accounting Firm Name MOSS ADAMS LLP Filing Date11/06/2023 Form ADV-E View Report