Adviser Profile

As of Date 02/09/2026
Registration SEC, Approved, 08/12/2010
ADV Location SAN JOSE, CA, United States
Contact Info 408 xxxxxxx
Websites
AUM* 1,401,467,613 48%
of that, discretionary 0
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 28,029,352 57%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 1B 801M 601M 400M 200M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees