Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 07/29/2010
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
AUM* 122,833,639 47%
of that, discretionary 122,833,639 47%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 122,833,639 47%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

123M 105M 88M 70M 53M 35M 18M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees