Adviser Profile

AUM* 773,857,019 41%
of that, discretionary 757,199,982 40%
Number of Employees 7 17%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 406,438 19%
% High Net Worth 42.12% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

757M 649M 541M 433M 325M 216M 108M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$20,309,398 % Position6.00% $ Change13.00% # Change-1.00%
Stck Ticker46137V613 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$23,108,324 % Position6.00% $ Change14.00% # Change1.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$22,486,178 % Position6.00% $ Change21.00% # Change317.00%
Stck Ticker45409B560 Stock NameNEW YORK LIFE INVESTMENTS ET $ Position$21,715,442 % Position6.00% $ Change11.00% # Change-3.00%
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$17,096,659 % Position5.00% $ Change28.00% # Change26.00%
Stck Ticker97717Y477 Stock NameWISDOMTREE TR $ Position$16,971,961 % Position5.00% $ Change34.00% # Change9.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$16,277,959 % Position4.00% $ Change234.00% # Change-2.00%
Stck Ticker35473P884 Stock NameFRANKLIN TEMPLETON ETF TR $ Position$13,138,622 % Position4.00% $ Change-10.00% # Change-15.00%
Stck Ticker19761L748 Stock NameCOLUMBIA ETF TR I $ Position$10,124,131 % Position3.00% $ Change3.00% # Change3.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$10,831,420 % Position3.00% $ Change23.00% # Change4.00%

Brochure Summary