9AT: GLADIUS CAPITAL MANAGEMENT LP

other names

GLADIUS CAPITAL MANAGEMENT LP
GLADIUS INVESTMENT GROUP ASIA LIMITED (RELYING ADVISER)

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 12/07/2009
ADV Location	PARK CITY, UT, United States
Contact Info	312 xxxxxxx
Websites

AUM^*	2,881,550,774 -6%
of that, discretionary	2,881,550,774 -7%
Private Fund GAV^*	3,516,249,140 21%
Avg Account Size	360,193,847 16%
SMA’s	Yes
Private Funds	6

Adviser Type

- Large advisory firm

Number of Employees 14

of those in investment advisory functions 6 -14%

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count6	GAV$3,516,249,140

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RED CLIFF ASSET MANAGEMENT LIMITED	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.5b	#Funds3
Adviser BLUE ROCK ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser GILLSON CAPITAL	Hedge Fund84.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV84.9m	AUM2.1b	#Funds2
Adviser CASTLE HOOK PARTNERS LP	Hedge Fund9.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.8b	AUM11.0b	#Funds4
Adviser CALYDON CAPITAL, LLC	Hedge Fund18.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV18.2m	AUM3.6b	#Funds1
Adviser THEOREM	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.4m	Total Private Fund GAV1.0b	AUM1.0b	#Funds7
Adviser LYNROCK LAKE LP	Hedge Fund2.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.9b	AUM2.9b	#Funds3
Adviser ANTARA CAPITAL LP	Hedge Fund537.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV537.4m	AUM537.4m	#Funds6
Adviser LAB QUANTITATIVE STRATEGIES, LLC	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds4
Adviser CASTLEARK MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.6b	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G904	Stock NameNVIDIA CORPORATION (CALL)	$ Position$137,706,240	% Position6.00%	$ Change46.00%	# Change56.00%
Stck Ticker67066G954	Stock NameNVIDIA CORPORATION (PUT)	$ Position$138,804,960	% Position6.00%	$ Change7.00%	# Change14.00%
Stck Ticker02079K957	Stock NameALPHABET INC (PUT)	$ Position$104,847,330	% Position5.00%	$ Change11.00%	# Change22.00%
Stck Ticker037833900	Stock NameAPPLE INC (CALL)	$ Position$117,910,834	% Position5.00%	$ Change47.00%	# Change58.00%
Stck Ticker037833950	Stock NameAPPLE INC (PUT)	$ Position$119,814,259	% Position5.00%	$ Change19.00%	# Change27.00%
Stck Ticker02079K907	Stock NameALPHABET INC (CALL)	$ Position$94,376,940	% Position4.00%	$ Change20.00%	# Change31.00%
Stck Ticker594918904	Stock NameMICROSOFT CORP (CALL)	$ Position$88,803,783	% Position4.00%	$ Change20.00%	# Change57.00%
Stck Ticker594918954	Stock NameMICROSOFT CORP (PUT)	$ Position$94,985,622	% Position4.00%	$ Change-7.00%	# Change22.00%
Stck Ticker464287952	Stock NameISHARES TR (PUT)	$ Position$86,690,000	% Position4.00%	$ Change	# Change
Stck Ticker023135906	Stock NameAMAZON COM INC (CALL)	$ Position$65,355,126	% Position3.00%	$ Change29.00%	# Change43.00%

Brochure Summary

Overview

A. The Advisory Firm and its Owners Gladius Capital Management LP (“Gladius”, “Adviser”, “we” or “us”) is a Delaware limited partnership with its principal place of business in Chicago, IL. Adviser’s founder and principal owner is Pavandeep (“Pav”) Sethi, Chief Executive Officer and Chief Investment Officer. Adviser has been registered with the SEC as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) since December 2009 and commenced operations that same year. Adviser has its principal office located in Chicago, Illinois and has branch offices located in Park City, Utah and Stamford, Connecticut. Gladius has a sub-advisory agreement with Gladius Investment Group Asia Limited (“GIG Asia”), which maintains an office in Hong Kong. B. Advisory Services Gladius provides discretionary investment management services to private collective investment vehicles exempt from registration as investment companies under Section 3(c)(7) of the Investment Company Act of 1940, as amended (each a “Fund”, and collectively the “Funds”). Gladius’ provision of these services to a Fund can be in a sub-advisory

capacity. Gladius also provides discretionary investment management services to separately managed accounts (each, a “Managed Account” and collectively the “Managed Accounts”). The Funds and Managed Accounts shall be referred to herein as “Clients” or, individually as a “Client”. Persons and entities that invest in the Funds or own a Managed Account, are referred to herein as “investors”. C. Investment Guidelines Gladius provides advisory services to its Clients, and similarly structured vehicles, based on specific mandates, guidelines or restrictions set forth in the relevant operating agreement, private placement memorandum, investment management 5 agreement and/or other governing document (collectively the “Offering Documents”), as applicable. D. Wrap Fee Programs Gladius does not currently participate in wrap fee programs by providing portfolio management services. E. Assets Under Management Gladius manages approximately USD 3,104,013,626 of regulatory assets under management on a discretionary basis calculated as of December 31, 2023. We do not currently manage any client assets on a non-discretionary basis.

GLADIUS CAPITAL MANAGEMENT LP

Adviser Profile

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