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Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 02/04/1999
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 4,585,548,400 25%
of that, discretionary 4,585,548,400 25%
Number of Employees 28
of those in investment advisory functions 18
Private Fund GAV* 0
Avg Account Size 69,478,006 6%
% High Net Worth 69.70% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

5B 4B 3B 3B 2B 1B 655M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker02079K305 Stock NameALPHABET INC $ Position$181,219,825 % Position5.00% $ Change51.00% # Change21.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$136,609,171 % Position4.00% $ Change54.00% # Change35.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$122,982,521 % Position3.00% $ Change71.00% # Change-16.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$105,186,413 % Position3.00% $ Change56.00% # Change19.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$109,209,065 % Position3.00% $ Change12.00% # Change11.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$89,953,195 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$69,643,918 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$81,026,193 % Position2.00% $ Change74.00% # Change54.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$63,934,467 % Position2.00% $ Change25.00% # Change9.00%

Brochure Summary