Adviser Profile

As of Date 03/12/2026
Registration SEC, Approved, 12/01/2009
Contact Info 669 xxxxxxx
AUM* 130,091,708 -30%
of that, discretionary 130,091,708 -12%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 4,196,507 -15%
% High Net Worth 35.48% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

252M 216M 180M 144M 108M 72M 36M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary