Adviser Profile

AUM* 4,983,377,516 28%
of that, discretionary 4,830,645,849 24%
Number of Employees 67 5%
of those in investment advisory functions 59 11%
Private Fund GAV* 0
Avg Account Size 405,219 -8%
% High Net Worth 18.47% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

5B 4B 3B 3B 2B 1B 690M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$145,820,071 % Position4.00% $ Change6.00% # Change-7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$122,803,029 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$125,200,569 % Position4.00% $ Change30.00% # Change2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$84,008,152 % Position3.00% $ Change10.00% # Change-4.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$88,271,384 % Position3.00% $ Change-24.00% # Change-6.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$69,403,250 % Position2.00% $ Change20.00% # Change-3.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$76,429,227 % Position2.00% $ Change17.00% # Change2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$62,097,924 % Position2.00% $ Change-1.00% # Change-2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$51,566,186 % Position2.00% $ Change25.00% # Change3.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$64,031,017 % Position2.00% $ Change13.00% # Change1.00%

Brochure Summary