Adviser Profile

As of Date 12/22/2023
Registration status Terminated
ADV Location PITTSFIELD, MA, United States
Contact Info 413 xxxxxxx
Websites
AUM* 132,360,252 -12%
of that, discretionary 132,360,252 -12%
Number of Employees 4 33%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 289,629 -12%
% High Net Worth 36.47% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

150M 129M 107M 86M 64M 43M 21M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary