Operational and Organizational Information: Cohanzick Management, LLC (the “Firm”) is a limited liability company organized under the laws of the State of Delaware. The Firm has one affiliate that serves as general partner to a private investment fund sponsored by the Firm: Cohanzick Capital L.P. (a “General Partner”). In addition, the Firm is an indirect owner of CrossingBridge Advisors, LLC, (“CrossingBridge”) a registered investment adviser which provides investment advice to registered investment companies. As of August 11, 2022, the Firm is the majority shareholder of ENDI Corp., a public reporting company. The Firm was established in August 1996. David K. Sherman is the Firm’s managing member. The Firm is owned by Mr. David K. Sherman, the David K. Sherman 1997 Family Trust, Mr. Bruce Falbaum, a minority owner of the Firm, Mr. Jonathan Barkoe, a minority owner of the Firm, Mr. Jonathan Berg, a minority owner of the Firm, and Kirk Whitney, a minority owner of the Firm. As stated on the cover page of this Brochure, registration as an investment adviser does not imply a level of skill or training. Types of Advisory Services Offered: The Firm, together with the General Partner provide investment management services to private investment funds (“Funds”) and separately managed accounts (which may include private investment vehicles through third-party investment management agreements) (“SMA clients”). The Firm is also the sub-adviser to one mutual fund (“MF”, or “RiverPark”), as further described below. The Firm focuses primarily on fixed income and equity investments related to credit analysis, fundamental value, event- driven, special situations and distressed strategies. The Firm serves as the investment adviser to Cohanzick Absolute Return Partners, L.P. (CARP). Cohanzick Capital L.P. is the General Partner of CARP. . Note: For purposes of the remainder of this Brochure, “client” may include SMA clients, the MF, Fund and/or investors in such Fund or the MF. “Firm”

may include the General Partner. Client Investment Guidelines and Parameters: The Firm provides discretionary investment advisory services to all fee paying clients’ accounts. Advisory services may include, among other things, the selection of investments and asset allocation. Decisions relating to investment advice are based on analysis, portfolio construction, financial market conditions and on the investment guidelines and restrictions of the client. Each SMA client has a privately negotiated investment strategy based upon the objectives and needs of the individual client and each account is managed in accordance with those objectives and needs. Each Fund has an investment objective and a set of investment policies and/or guidelines that the Firm must follow. For this reason, the Firm cannot tailor the investment advisory services the Firm provides to the Funds to meet individual investor needs. In addition, the Firm cannot impose individual investment restrictions on the investment strategies for underlying investors in the pooled investment vehicles. Each Fund’s confidential offering memorandum sets forth that Fund’s particular investment guidelines and parameters. The Firm acts as a sub-adviser to one MF, the RiverPark Short Term High Yield Fund (“RPSTHYF”), .In this capacity, the Firm serves as a portfolio manager and implements investment and portfolio decisions according to RiverPark’s guidelines. Shareholders of RiverPark should read the RiverPark prospectus to become familiar with the terms and conditions of their investment. The Firm also acts as a third-party manager to a private investment fund, serving as a portfolio manager, as per the guidelines in an investment management agreement. Wrap Fee Programs: The Firm does not participate in wrap fee programs. Client Assets Under Management: (rounded to the nearest $100,000) i. Discretionary: $880,600,000 as of January 1, 2024. ii. Non-discretionary: $ 0