9AT: ARROWMARK COLORADO HOLDINGS, LLC

other names

ARROWMARK COLORADO HOLDINGS, LLC
ARROWPOINT ASSET MANAGEMENT, LLC
ARROWMARK PARTNERS

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 01/13/2009
ADV Location	DENVER, CO, United States
Contact Info	303 xxxxxxx
Websites

AUM^*	21,020,442,509 -3%
of that, discretionary	20,973,411,156 -2%
Private Fund GAV^*	14,120,065,253 15%
Avg Account Size	152,322,047 5%
% High Net Worth	26.09% 9%
SMA’s	Yes
Private Funds	54 6

Adviser Type

- Large advisory firm

Number of Employees 95 -8%

of those in investment advisory functions 41 -13%

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name CROWE LLP	Filing Date04/28/2025	Form ADV-E View Report
Accounting Firm Name CROWE LLP	Filing Date03/28/2024	Form ADV-E View Report
Accounting Firm Name CROWE LLP	Filing Date05/01/2023	Form ADV-E View Report

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count36	GAV$9,291,100,438
Fund TypePrivate Equity Fund	Count1	GAV$500,000,000
Fund TypeSecuritized Asset Fund	Count14	GAV$4,328,964,815
Fund TypeOther Private Fund	Count3	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BAIN CAPITAL CREDIT, LP	Hedge Fund39.2b	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund24.7b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV65.4b	AUM76.3b	#Funds222
Adviser KING STREET CAPITAL MANAGEMENT, L.P.	Hedge Fund22.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund12.3b	Venture Capital Fund-	Other Fund1.5b	Total Private Fund GAV36.2b	AUM34.6b	#Funds91
Adviser MIDOCEAN CREDIT PARTNERS	Hedge Fund377.7m	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund6.6b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.5b	AUM8.5b	#Funds49
Adviser BENEFIT STREET PARTNERS L.L.C.	Hedge Fund15.3b	Liquidity Fund-	Private Equity Fund591.7m	Real Estate Fund2.5b	Securitized Asset Fund7.1b	Venture Capital Fund-	Other Fund25.0m	Total Private Fund GAV25.6b	AUM26.6b	#Funds108
Adviser CROSS OCEAN ADVISER LLP	Hedge Fund3.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund3.4b	Venture Capital Fund-	Other Fund113.3m	Total Private Fund GAV6.7b	AUM-	#Funds47
Adviser ALBACORE CAPITAL LLP	Hedge Fund4.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund3.3b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.0b	AUM-	#Funds23
Adviser LUFKIN ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM115.8m	#Funds-
Adviser OAK HILL ADVISORS, L.P.	Hedge Fund37.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund22.4b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV60.3b	AUM100.7b	#Funds194
Adviser GLG LLC	Hedge Fund154.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.1b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM7.0b	#Funds5
Adviser MAN INVESTMENT PARTNERS (US) LP	Hedge Fund1.9b	Liquidity Fund-	Private Equity Fund7.6m	Real Estate Fund-	Securitized Asset Fund633.1m	Venture Capital Fund-	Other Fund2.0m	Total Private Fund GAV2.5b	AUM2.9b	#Funds40

Brochure Summary

Overview

ArrowMark Colorado Holdings, LLC is a Delaware limited liability company formed in 2007. ArrowMark provides investment management services to high-net-worth individuals and institutional clients including, trusts, estates, endowments, pensions, and foundations (which we collectively refer to as “separate accounts”); collateralized loan obligations (which we refer to as “CLOs”); privately offered limited partnerships and corporate investment vehicles (which we refer to as “funds”); and registered investment companies (which we refer to as “mutual funds”). As of December 31, 2023, we managed $21,568,739,948 of regulatory assets on a discretionary basis. We use fundamental research and an opportunistic investment philosophy when investing. We may invest in a broad array of financial instruments including, but not limited to, fixed income, equity, distressed debt, options, defaulted instruments, mortgage-backed, asset-backed, collateralized debt obligations, direct lending, futures, swaps, significant risk transfers, repurchase agreements, bank loans, tax liens, and initial public offerings. On behalf of our clients, we may engage in hedging, forward trading and short selling. We also may employ leverage.

We have a long-term investment horizon. ArrowMark works with each separate account client to understand its investment objectives and to establish the elements of our relationship as their investment adviser. This process culminates with the negotiation and preparation of an investment management agreement that outlines the terms of the client-adviser relationship including, but not limited to, investment strategy, investment limitations and fees. When managing CLOs, funds and mutual funds, we manage each client within the guidelines and restrictions set forth in each client’s legal documents and within any respective regulatory guidelines or limitations. Investment advice is provided directly to the CLOs, funds and mutual funds, and not individually to the investors or shareholders. We also serve as sub-adviser to U.S. mutual funds. In such cases, we enter into a sub-advisory agreement with the investment adviser which typically includes information related to sub-advisory fee, investment strategy, investment guidelines, termination rights and proxy voting. Our partners are Brian Schaub, Chad Meade, David Corkins, Kaelyn Abrell, Karen Reidy, Sanjai Bhonsle, Kirk Reid, and Robin Beery.

ARROWMARK COLORADO HOLDINGS, LLC

Adviser Profile

Details

Adviser Type

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Compensation Arrangments

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Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview