Adviser Profile

As of Date 03/30/2020
Registration status Terminated
ADV Location NEW YORK, NY, United States
AUM* 42,591,117
of that, discretionary 3,878,309
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 42,591,117
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

51M 44M 36M 29M 22M 15M 7M
2016 2017 2018 2019 2020
Discretionary
Non-discretionary

Private Funds

No private funds

Employees