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Adviser Profile

As of Date 03/31/2025
Adviser Type - Large advisory firm
Number of Employees 7 16.67%
of those in investment advisory functions 7 16.67%
Registration SEC, Approved, 10/15/2008
AUM* 476,543,531 49.09%
of that, discretionary 466,480,390 49.19%
Private Fund GAV* 246,306,039 2.10%
Avg Account Size 860,187 -28.14%
% High Net Worth 81.00% 12.98%
SMA’s Yes
Private Funds 3
Contact Info (21 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

336M 288M 240M 192M 144M 96M 48M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$246,306,039

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Stck Ticker87261Y106 Stock NameTMC THE METALS COMPANY INC $ Position$7,344,530 % Position3.00% $ Change207.00% # Change100.00%

Brochure Summary