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Adviser Profile

As of Date 03/31/2025
Adviser Type - Large advisory firm
Number of Employees 7 16.67%
of those in investment advisory functions 7 16.67%
Registration SEC, Approved, 10/15/2008
AUM* 476,543,531 49.09%
of that, discretionary 466,480,390 49.19%
Private Fund GAV* 246,306,039 2.10%
Avg Account Size 860,187 -28.14%
% High Net Worth 81.00% 12.98%
SMA’s Yes
Private Funds 3
Contact Info (21 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
336M 288M 240M 192M 144M 96M 48M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$246,306,039

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Stck Ticker136385101 Stock NameCANADIAN NAT RES LTD $ Position$12,198,620 % Position5.00% $ Change3.00% # Change11.00%
Stck Ticker011532108 Stock NameALAMOS GOLD INC NEW $ Position$12,855,722 % Position5.00% $ Change33.00% # Change43.00%
Stck Ticker539830109 Stock NameLOCKHEED MARTIN CORP $ Position$13,232,146 % Position5.00% $ Change-15.00% # Change2.00%
Stck Ticker532746104 Stock NameLIMONEIRA CO $ Position$10,607,984 % Position4.00% $ Change-15.00% # Change-8.00%
Stck Ticker379577208 Stock NameGLOBUS MED INC $ Position$9,945,381 % Position4.00% $ Change20.00% # Change4.00%
Stck TickerH11356104 Stock NameBUNGE GLOBAL SA $ Position$9,674,432 % Position4.00% $ Change-17.00% # Change4.00%
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Stck Ticker023586100 Stock NameU HAUL HOLDING COMPANY $ Position$9,226,071 % Position4.00% $ Change-5.00% # Change6.00%

Brochure Summary