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Adviser Profile

As of Date 03/07/2024
Adviser Type - Large advisory firm
Number of Employees 8 14.29%
of those in investment advisory functions 5 25.00%
Registration SEC, Approved, 4/13/2005
AUM* 436,300,000 35.20%
of that, discretionary 436,300,000 35.20%
Private Fund GAV* 245,311,756 9.06%
Avg Account Size 21,815,000 1.40%
SMA’s Yes
Private Funds 3
Contact Info 312 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
645M 552M 460M 368M 276M 184M 92M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$245,311,756

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Brochure Summary

Overview

Firm Description SG Capital (or the “Firm”) was founded in April of 2002 by Ken Grossman, Co-Founder and Glen Schneider, Co-Founder, President, and now 100% owner of the Firm. SG Capital is organized under the laws of the State of Delaware and is domiciled in Chicago, Illinois. We provide discretionary investment management to private funds as well as separate accounts for institutions (collectively, our “Clients”). We manage the Cedar Street Fund, LP (the “Onshore Fund”) and the Cedar Street Offshore Fund, Ltd (the “Offshore Fund”) (together, the “Cedar Street Funds”); we also manage the Cedar Street Teton Fund, LP (the “Teton Fund”). (each, as a “Fund” and all four together, the “Funds”). The Cedar Street Funds follow a similar event-driven, opportunistic strategy, investing in US- listed equities and corresponding options. These funds offer four classes to its investors: Market Neutral, Levered Market Neutral, Long-Short or Long Only. SG Capital also manages separate accounts that follow the same Market Neutral, Levered Market Neutral, Long-Short or Long Only strategies that the Cedar Street Funds’ share classes offer. Absent client-imposed restrictions,
each share class and corresponding separate account is managed pari passu and therefore will maintain the same portfolio holdings. The Teton Fund is managed following a similar opportunistic strategy but allows for greater exposure and leverage limits. The Teton Fund may also invest in securities with greater market capitalizations and securities in sectors in which the Cedar Street Funds do not invest. Lastly, this fund also offers Market Neutral, Long-Short, Long Only and Concentrated classes to its investors. SG Capital also manages separate accounts that follow the same Long-Short or Long Only strategies that the Teton Fund’s share classes offer. Absent client-imposed restrictions, each share class and corresponding separate account is managed pari passu and therefore will maintain the same portfolio holdings. Investors are not allowed to impose restrictions on the investments within a Fund; however, SG Capital allows separate account clients to impose reasonable restrictions on the management of their accounts. Client Assets As of December 31, 2023, we were actively managing $436,300,000 in assets on a discretionary basis.