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Adviser Profile

As of Date 03/31/2025
Adviser Type - Large advisory firm
Number of Employees 6 20.00%
of those in investment advisory functions 5 66.67%
Registration SEC, Approved, 04/22/1988
AUM* 449,916,954 38.48%
of that, discretionary 443,807,279 38.98%
Private Fund GAV* 72,773,972 -14.26%
Avg Account Size 1,260,272 52.83%
% High Net Worth 43.33% -10.60%
SMA’s Yes
Private Funds 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
482M 414M 345M 276M 207M 138M 69M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$72,773,972

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Top Holdings

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Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$50,628,051 % Position12.00% $ Change-39.00% # Change-38.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORP NEW $ Position$34,562,621 % Position8.00% $ Change4.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$23,088,974 % Position6.00% $ Change8.00% # Change0.00%
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Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MFG LTD $ Position$16,112,814 % Position4.00% $ Change4.00% # Change-8.00%
Stck TickerH1467J104 Stock NameCHUBB LIMITED $ Position$11,119,970 % Position3.00% $ Change-15.00% # Change-11.00%
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Brochure Summary