9AT: NOVANT ASSET MANAGEMENT, LLC

NOVANT ASSET MANAGEMENT, LLC

NOVANT ASSET MANAGEMENT, LLC

TANGLEWOOD ASSET MANAGEMENT

Adviser Profile

As of Date	01/12/2024
Registration status	Terminated
ADV Location	WINSTON-SALEM, NC, United States
Contact Info	(33 xxxxxxx

AUM^*	945,834,110 44%
of that, discretionary	945,834,110 44%
Number of Employees	6 20%
of those in investment advisory functions	6 20%
Private Fund GAV^*	0
Avg Account Size	189,166,822 44%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

946M 811M 676M 540M 405M 270M 135M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

4. A. Advisory Firm Description This document provides information about the qualifications and business practices of Novant Asset Management, LLC, (known hereinafter as “NAMCO” or “Adviser”). NAMCO was formed in 2007 and is a wholly-owned subsidiary of Novant Health, Inc. of Winston-Salem, North Carolina (“Novant Health” or the “Principal Owner of Adviser”). Novant Health is a nonprofit, integrated health care network of physician clinics, outpatient facilities and hospitals that serves patients and communities in North Carolina, South Carolina, and Georgia. NAMCO offers advisory services (understood to include investment management) to universities and municipal government entities. 4. B. Types of Advisory Services NAMCO offers investment advisory services on a discretionary basis to its institutional clients. Clients of NAMCO should understand

that NAMCO’s officers, in their individual capacities and roles, have significant responsibilities for the investment management of Novant Health’s financial assets. NAMCO offers primarily fixed income portfolio management but employs other types of securities and strategies in client portfolios to meet investment objectives. 4. C. Client Investment Objectives/Restrictions NAMCO tailors advisory services to individual client needs. NAMCO manages each account according to the investment objectives of the strategy selected by the client and according to any restrictions placed on the account by the client. 4. D. Wrap-Fee Programs NAMCO does not participate in, nor is it a sponsor of, any wrap fee programs. 4. E. Assets Under Management as of 12/31/2022: Discretionary basis: $945,834,110; 5 accounts. Non-Discretionary basis: $0

NOVANT ASSET MANAGEMENT, LLC

NOVANT ASSET MANAGEMENT, LLC

TANGLEWOOD ASSET MANAGEMENT

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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NOVANT ASSET MANAGEMENT, LLC NOVANT ASSET MANAGEMENT, LLC TANGLEWOOD ASSET MANAGEMENT

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

NOVANT ASSET MANAGEMENT, LLC

NOVANT ASSET MANAGEMENT, LLC

TANGLEWOOD ASSET MANAGEMENT