Adviser Profile

As of Date 03/25/2026
Registration status Terminated
ADV Location GUILFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 306,547,971 16%
of that, discretionary 306,547,971 16%
Number of Employees 14
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 153,273,986 16%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company
- Related adviser

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

307M 263M 219M 175M 131M 88M 44M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees