Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 03/07/2007
ADV Location EL SEGUNDO, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 729,218,892 71%
of that, discretionary 729,218,892 71%
Number of Employees 11 10%
of those in investment advisory functions 6 -14%
Private Fund GAV* 0
Avg Account Size 72,921,889 122%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

4B 3B 3B 2B 2B 1B 500M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG9456A100 Stock NameGOLAR LNG LTD $ Position$47,866,337 % Position7.00% $ Change-8.00% # Change0.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$37,614,950 % Position6.00% $ Change23.00% # Change0.00%
Stck Ticker48242W106 Stock NameKBR INC $ Position$39,501,940 % Position6.00% $ Change24.00% # Change32.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$25,983,828 % Position4.00% $ Change39.00% # Change38.00%
Stck Ticker256677105 Stock NameDOLLAR GEN CORP $ Position$23,760,086 % Position4.00% $ Change12.00% # Change15.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$26,911,611 % Position4.00% $ Change30.00% # Change0.00%
Stck Ticker29357K103 Stock NameENOVA INTL INC $ Position$24,779,542 % Position4.00% $ Change75.00% # Change-1.00%
Stck Ticker68389X105 Stock NameORACLE CORP $ Position$25,253,203 % Position4.00% $ Change6.00% # Change6.00%
Stck Ticker717081103 Stock NamePFIZER INC $ Position$23,702,786 % Position3.00% $ Change-13.00% # Change1.00%
Stck Ticker718172109 Stock NamePHILIP MORRIS INTL INC $ Position$22,471,555 % Position3.00% $ Change-5.00% # Change-13.00%

Brochure Summary