9AT: ALPHA INVESTMENT CONSULTING GROUP, LLC

ALPHA INVESTMENT CONSULTING GROUP, LLC

ALPHA INVESTMENT CONSULTING GROUP, LLC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 06/09/2006
ADV Location	MILWAUKEE, WI, United States
Contact Info	414 xxxxxxx
Websites

AUM^*	713,594,230 27%
of that, discretionary	713,594,230 27%
Number of Employees	8
of those in investment advisory functions	3 -25%
Private Fund GAV^*	0
Avg Account Size	64,872,203 27%
% High Net Worth	23.33% 7%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

714M 612M 510M 408M 306M 204M 102M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Firm Description Alpha Investment Consulting Group, LLC ("Alpha" or “We”) provides comprehensive investment consulting services to its clients. We are located in Milwaukee, Wisconsin and were formed in 1996. Alpha is privately held by employees of the firm. Currently, all full time employees are owners. The firm is not affiliated with any other firm and is not engaged in any other business activity. Our Consulting practice is focused on serving:  Defined Contribution Plans  Defined Benefit Plans  Endowment and Foundations  High Net Worth Families  Healthcare Systems and Hospitals  Multi-Employer Plans B. Types of Advisory Services We provide a comprehensive array of investment consulting services to our clients:  Defining overall investment objectives  Conducting asset allocation analysis  Determining appropriate investment strategies  Conducting investment manager searches  Consultation on and negotiation of investment manager fees  Implementing an ongoing portfolio monitoring program  Providing quarterly written performance reports  Administration, Custodian, Trustee Search and Review  Providing ongoing support services Our services are customized based on the individual needs and circumstances of our clients.

Both our non-discretionary and discretionary consulting services are based on the same asset allocation, manager selection and performance reporting tools. We provide asset allocation and investment manager recommendations to our non-discretionary consulting clients, who are responsible for determining whether to implement such recommendations. The nature of authority for discretionary consulting clients is unique to each situation and may include, without limitation, completing paperwork in connection with hiring and terminating managers, providing directives to managers and custodians to raise cash or execute changes in managers or investment products and asset allocation decisions, and overseeing cash flow management including in connection with purchases, withdrawals and capitals calls for private funds. Clients who select our discretionary consulting services may also grant us discretionary authority to execute transactions in mutual funds or exchange-traded funds. Our services are based upon clients’ investment objectives and constraints. Recommendations or selections may differ among clients. At year end 2023 Alpha provided investment consulting services to over $4 billion and as of the same date Alpha provided discretionary advisory services to over $560 million.