Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 04/24/2006
ADV Location LAUREL, MD, United States
Contact Info 301 xxxxxxx
Websites
AUM* 377,259,942 16%
of that, discretionary 377,259,942 100%
Number of Employees 10 -17%
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 188,629,971 16%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

747M 640M 534M 427M 320M 213M 107M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker042765719 Stock NameARROW INVTS TR $ Position$40,922,427 % Position40.00% $ Change0.00% # Change0.00%
Stck Ticker46432F388 Stock NameISHARES TR $ Position$6,383,330 % Position6.00% $ Change38.00% # Change-2.00%
Stck Ticker464287234 Stock NameISHARES TR $ Position$5,399,670 % Position5.00% $ Change18.00% # Change-2.00%
Stck Ticker81369Y704 Stock NameSELECT SECTOR SPDR TR $ Position$5,000,469 % Position5.00% $ Change13.00% # Change-2.00%
Stck Ticker33734Y109 Stock NameFIRST TR EXCHANGE-TRADED ALP $ Position$4,681,995 % Position5.00% $ Change # Change
Stck Ticker464286608 Stock NameISHARES INC $ Position$4,755,121 % Position5.00% $ Change9.00% # Change-2.00%
Stck Ticker04273H104 Stock NameARROW ETF TR $ Position$4,069,843 % Position4.00% $ Change # Change
Stck Ticker464287861 Stock NameISHARES TR $ Position$4,058,983 % Position4.00% $ Change5.00% # Change-2.00%
Stck Ticker042765651 Stock NameARROW INVTS TR $ Position$2,760,566 % Position3.00% $ Change-5.00% # Change0.00%
Stck Ticker464287457 Stock NameISHARES TR $ Position$2,242,506 % Position2.00% $ Change130.00% # Change131.00%