| As of Date | 03/23/2026 |
| Registration | SEC, Approved, 03/06/2006 |
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| ADV Location | SANDY, UT, United States |
| Contact Info | 801 xxxxxxx |
| Websites |
| AUM* | 838,368,975 33% |
| of that, discretionary | 474,662,248 29% |
| Number of Employees | 20 25% |
| of those in investment advisory functions | 13 44% |
| Private Fund GAV* | 0 |
| Avg Account Size | 257,563 10% |
| % High Net Worth | 31.09% 22% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser SILVERHAWK ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM405.2m | #Funds- | |
| Adviser KFA PRIVATE WEALTH GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM830.0m | #Funds- | |
| Adviser FIRST KENTUCKY SECURITIES CORP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM566.0m | #Funds- | |
| Adviser WHVP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM235.2m | #Funds- | |
| Adviser TILSON FINANCIAL GROUP INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM750.6m | #Funds- | |
| Adviser FREESTATE ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM181.8m | #Funds- | |
| Adviser TRIBECA FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM248.3m | #Funds- | |
| Adviser HELIUM ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund4.3m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV4.3m | AUM233.8m | #Funds1 | |
| Adviser SKYOAK CAPITAL, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM219.2m | #Funds- | |
| Adviser WATTERS FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM178.1m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker92206C870 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$22,215,113 | % Position6.00% | $ Change-1.00% | # Change5.00% |
| Stck Ticker92206C706 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$19,150,502 | % Position5.00% | $ Change-2.00% | # Change2.00% |
| Stck Ticker922020805 | Stock NameVANGUARD MALVERN FDS | $ Position$11,101,230 | % Position3.00% | $ Change1.00% | # Change5.00% |
| Stck Ticker92203J407 | Stock NameVANGUARD CHARLOTTE FDS | $ Position$13,313,018 | % Position3.00% | $ Change-2.00% | # Change2.00% |
| Stck Ticker464288653 | Stock NameISHARES TR | $ Position$11,748,888 | % Position3.00% | $ Change-5.00% | # Change4.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$9,466,895 | % Position2.00% | $ Change19.00% | # Change3.00% |
| Stck Ticker92206C102 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$7,651,739 | % Position2.00% | $ Change3.00% | # Change4.00% |
| Stck Ticker78464A516 | Stock NameSPDR SERIES TRUST | $ Position$8,454,080 | % Position2.00% | $ Change1.00% | # Change4.00% |
| Stck Ticker78468R663 | Stock NameSPDR SERIES TRUST | $ Position$2,528,574 | % Position1.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker478160104 | Stock NameJOHNSON & JOHNSON | $ Position$3,077,789 | % Position1.00% | $ Change-1.00% | # Change-2.00% |