9AT: KWK MANAGEMENT LLC

other names

KWK MANAGEMENT LLC

Adviser Profile

As of Date	07/14/2025
ADV Location	HOUSTON, TX, United States
Adviser Type - Large advisory firm
Number of Employees	6
of those in investment advisory functions	4
Registration	SEC, Approved, 12/08/2005
Other registrations (1)	California, Terminated, 01/25/2006

AUM^*	238,639,311 5%
of that, discretionary	238,639,311 6%
Private Fund GAV^*	252,218,176 11%
Avg Account Size	79,546,437 -30%
SMA’s	No
Private Funds	3 1
Contact Info	346 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$252,218,176

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MERCATOR PARTNERS	Hedge Fund279.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV279.1m	AUM279.1m	#Funds4
Adviser SCHULTZE ASSET MANAGEMENT, LP	Hedge Fund44.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV44.7m	AUM65.0m	#Funds3
Adviser TAIKA CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM144.4m	#Funds-
Adviser GREENLEA LANE CAPITAL MANAGEMENT LLC	Hedge Fund438.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV438.3m	AUM479.1m	#Funds2
Adviser LLOYD HARBOR CAPITAL MANAGEMENT, LLC	Hedge Fund309.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV309.6m	AUM309.6m	#Funds5
Adviser PRIME MERIDIAN CAPITAL MANAGEMENT, LLC	Hedge Fund101.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV101.2m	AUM186.5m	#Funds4
Adviser MARKETFIELD ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.0m	#Funds-
Adviser ROBERTSON OPPORTUNITY CAPITAL, LLC	Hedge Fund324.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV324.2m	AUM313.2m	#Funds2
Adviser SQUARE CIRCLE IA LP	Hedge Fund511.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV511.3m	AUM511.3m	#Funds2
Adviser KORR ACQUISITIONS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM107.8m	#Funds-

Brochure Summary

Overview

A.AdvisoryFirm KWK Management LLC (“Adviser”) is a private investment management company, registered with the SEC since December 2005, and founded by Kurtis W. Kupiec in August 1995 as a Delaware limited liability company. B.Specialization Adviser specializes in managing investment funds and accounts that are offered to qualified investors. C.AdvisoryServices Adviser manages private investment funds open to accredited domestic and offshore investors with long term investment objectives. Investors include high net worth individuals, family offices, endowments and foundations. Adviser serves as the Investment Manager, always in the capacity of discretionary investment adviser, to two private investment funds (each, a “Fund”; collectively, the “Funds”):  KWK Partners, LP  KWK Partners Offshore, Ltd. - anoffshorefeederfundtoKWKPartners,LP,domiciled intheCaymanIslands;itinvestssolelyinKWKPartners,LP

Adviser intends to manage each Fund pursuant to the investment strategy described in the confidential offering memorandum of the Fund (the “Offering Memorandum”). Under the investment management agreement with each Fund, Adviser has wide latitude to act upon any investment strategy to achieve the investment objective of the Fund without obtaining the consent of Fund investors. Prospective investors should carefully read the Fund’s Offering Memorandum and consult with their own counsel and advisers as to all matters concerning an investment in the Fund. D.WrapFeeProgram Not applicable. E.AssetsunderManagement As of 12/31/2023: Discretionary: $226,208,024 Non-Discretionary: $0 REV. 2024-03-18 2

KWK MANAGEMENT LLC

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