LLOYD HARBOR CAPITAL MANAGEMENT, LLC

other names
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Adviser Profile
As of Date 09/20/2024
Adviser Type - Large advisory firm
Number of Employees 7 -12.50%
of those in investment advisory functions 6 -14.29%
Registration SEC, Approved, 7/27/2022
Other registrations (1)
Former registrations

LLOYD HARBOR CAPITAL MANAGEMENT, LLC

AUM* 450,897,340 103.42%
of that, discretionary 450,897,340 103.42%
Private Fund GAV* 449,454,793 164.02%
Avg Account Size 150,299,113 781.48%
% High Net Worth < 0.01% -100.00%
SMA’s No
Private Funds 3 1
Contact Info 631 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
222M 190M 158M 127M 95M 63M 32M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$449,454,793

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Brochure Summary

Overview

Lloyd Harbor Capital Management, LLC is organized as a Delaware limited liability company with a principal place of business in Cold Spring Harbor, New York. Lloyd Harbor’s principal owner is Timothy J. Rotolo through his various subsidiaries. Lloyd Harbor provides discretionary investment advice to the following private pooled investment funds: (i) Sachem Cove Special Opportunities Fund, LP (the "Sachem Cove Fund") and (ii) LHC Special Opportunities Fund I LP (the “LHC Fund” and, together with the Sachem Cove Fund, the “Funds”) The securities of which are offered through a private placement memorandum to accredited investors, as defined under the Securities Act of 1933, as amended (the “Securities Act”), and qualified purchasers, as defined under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Funds are exempt from registration under the Investment Company Act, and their securities are not registered under the Securities Act. Lloyd Harbor does not tailor its advisory services to the individual needs of the underlying investors or limited partners in its Funds (the “Investors”) and does not accept Investor-imposed investment restrictions for the Funds. Lloyd Harbor has discretion to manage the investment program of each Fund in its judgement, subject to the investment guidelines
and restrictions set forth in the applicable private offering memorandum and investment management agreement between the relevant Fund and Lloyd Harbor. The Funds may enter into side letters and other agreements and arrangements with certain investors in the Funds, which may provide terms and conditions that are more advantageous than those set forth in the applicable private offering memorandum. Additionally, we provide discretionary investment advice to certain separately managed accounts (the “SMAs” and together with the Funds, the “Clients”). SMAs may offer tailored investment objectives to specific financial instruments and/or be subject to different terms and fees than those of the Funds. Such investment objectives and terms will be negotiated with each SMA client and described in each SMA client’s IMA. Our investment decisions and advice with respect to the Fund is subject to the Fund’s investment objectives and guidelines, as set forth in its respective private offering memorandum and/or other offering documents (collectively, “Offering Documents”). We do not currently participate in any Wrap Fee Programs. Currently, we have $450,897,340 in regulatory assets under management on a discretionary basis as of December 31, 2023. We do not have any non-discretionary regulatory assets.