Overview
Lloyd Harbor Capital Management, LLC is organized as a Delaware limited liability company
with a principal place of business in Cold Spring Harbor, New York. Lloyd Harbor’s principal
owner is Timothy J. Rotolo through his various subsidiaries.
Lloyd Harbor provides discretionary investment advice to the following private pooled
investment funds: (i) Sachem Cove Special Opportunities Fund, LP (the "Sachem Cove Fund")
and (ii) LHC Special Opportunities Fund I LP (the “LHC Fund” and, together with the Sachem
Cove Fund, the “Funds”) The securities of which are offered through a private placement
memorandum to accredited investors, as defined under the Securities Act of 1933, as
amended (the “Securities Act”), and qualified purchasers, as defined under the Investment
Company Act of 1940, as amended (the “Investment Company Act”). The Funds are exempt
from registration under the Investment Company Act, and their securities are not registered
under the Securities Act. Lloyd Harbor does not tailor its advisory services to the individual
needs of the underlying investors or limited partners in its Funds (the “Investors”) and does
not accept Investor-imposed investment restrictions for the Funds. Lloyd Harbor has
discretion to manage the investment program of each Fund in its judgement, subject to the
investment guidelines
and restrictions set forth in the applicable private offering
memorandum and investment management agreement between the relevant Fund and Lloyd
Harbor. The Funds may enter into side letters and other agreements and arrangements with
certain investors in the Funds, which may provide terms and conditions that are more
advantageous than those set forth in the applicable private offering memorandum.
Additionally, we provide discretionary investment advice to certain separately managed
accounts (the “SMAs” and together with the Funds, the “Clients”). SMAs may offer tailored
investment objectives to specific financial instruments and/or be subject to different terms
and fees than those of the Funds. Such investment objectives and terms will be negotiated
with each SMA client and described in each SMA client’s IMA.
Our investment decisions and advice with respect to the Fund is subject to the Fund’s
investment objectives and guidelines, as set forth in its respective private offering
memorandum and/or other offering documents (collectively, “Offering Documents”).
We do not currently participate in any Wrap Fee Programs.
Currently, we have $450,897,340 in regulatory assets under management on a discretionary
basis as of December 31, 2023. We do not have any non-discretionary regulatory assets.