Adviser Profile

As of Date 03/18/2026
Registration SEC, Approved, 12/15/2005
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 1,009,001,603 19%
of that, discretionary 910,187,270 25%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 795,116 66%
% High Net Worth 19.09% 177%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Market timing services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

910M 780M 650M 520M 390M 260M 130M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees