9AT: USCA ASSET MANAGEMENT LLC

Adviser Profile

As of Date	04/24/2026
Registration	SEC, Approved, 11/18/2005
ADV Location	HOUSTON, TX, United States
Contact Info	713 xxxxxxx
Websites

AUM^*	132,145,572 -35%
of that, discretionary	132,145,572 -35%
Number of Employees	6
of those in investment advisory functions	5
Private Fund GAV^*	131,991,172 -9%
Avg Account Size	5,506,066 -30%
SMA’s	No
Private Funds	24

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DISTRIBUTED GLOBAL MANAGER LP	Hedge Fund217.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund685.0m	Other Fund-	Total Private Fund GAV1.6b	AUM902.7m	#Funds17
Adviser ELECTRIC CAPITAL PARTNERS, LLC	Hedge Fund100.4m	Liquidity Fund-	Private Equity Fund457.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.1b	Other Fund-	Total Private Fund GAV4.8b	AUM2.9b	#Funds31
Adviser ANGELENO GROUP, LLC	Hedge Fund104.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund472.5m	Other Fund-	Total Private Fund GAV1.0b	AUM576.5m	#Funds11
Adviser MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.7b	Other Fund-	Total Private Fund GAV5.3b	AUM5.8b	#Funds23
Adviser ATREIDES MANAGEMENT, LP	Hedge Fund6.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.0b	Other Fund-	Total Private Fund GAV10.6b	AUM8.9b	#Funds62
Adviser SEQUOIA CAPITAL OPERATIONS, LLC	Hedge Fund28.5b	Liquidity Fund-	Private Equity Fund2.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund51.6b	Other Fund-	Total Private Fund GAV133.8b	AUM82.2b	#Funds68
Adviser BIOS CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund260.9m	Other Fund-	Total Private Fund GAV521.8m	AUM250.9m	#Funds26
Adviser ALTIMETER CAPITAL MANAGEMENT, LP	Hedge Fund9.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund11.1b	Other Fund-	Total Private Fund GAV31.8b	AUM18.8b	#Funds45
Adviser RIBBIT CAPITAL	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund20.1b	Other Fund-	Total Private Fund GAV41.5b	AUM20.8b	#Funds74
Adviser SAINTS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund663.5m	Other Fund-	Total Private Fund GAV1.3b	AUM659.3m	#Funds11

Brochure Summary

Overview

USCA Asset Management LLC (“USCA”) was formed in 2008 under the laws of the State of Texas. USCA was acquired by U.S. Capital Advisors, LLC (“US Capital”) on October 1, 2013. US Capital is a Houston-based financial services firm, substantially owned by its employees. More information on US Capital can be found at www.uscallc.com . USCA manages the USCA All Terrain Fund (“ATF”), a closed-end mutual fund registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). USCA also manages USCA Absolute Return Strategies, L.P. (“ARS”) and HRG Appreciation Fund, L.P (“HRG”), each a private, unregistered fund, and has created a series of private, unregistered funds (referred to herein as the “Futurum Funds”), each of which is dedicated to investing in specified venture capital funds (collectively, the “USCA Funds”). ARS, ATF and Futurum Funds pursue their investment objectives through investments in other unaffiliated funds or with other unaffiliated advisers,

while HRG pursues its investment objectives through investments in publicly traded securities directly, in each case as more fully described below. Each USCA Fund is USCA's client and advice is not tailored for investors in any USCA Fund. As of December 31, 2023, USCA advised on approximately $232 million in assets. Additionally, USCA has entered into a contractual agreement with an affiliated investment advisor, 13Capital LLC (“13Capital”), to provide investment advisory services to 13Capital Energy Transition Fund I (“13Capital Fund”). In this role, certain USCA supervised persons will assist in the evaluation of portfolio holdings and allocations within the 13Capital Fund. Additionally, USCA supervised persons will assist in due diligence and other advisory services to 13Capital. Throughout this Brochure we disclose several conflicts of interest and provide summaries of a number of our policies and procedures designed to detect and address these conflicts and others. In addition, conflicts of interest and specific risks related to a USCA Fund are identified in the offering materials for that fund.

USCA ASSET MANAGEMENT LLC

USCA ASSET MANAGEMENT LLC

CONDERA ADVISORS, LLC

U.S. CAPITAL ADVISORS, LLC

REDSTONE ASSET MANAGEMENT, L.P.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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USCA ASSET MANAGEMENT LLC USCA ASSET MANAGEMENT LLC CONDERA ADVISORS, LLC U.S. CAPITAL ADVISORS, LLC REDSTONE ASSET MANAGEMENT, L.P.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

USCA ASSET MANAGEMENT LLC

USCA ASSET MANAGEMENT LLC

CONDERA ADVISORS, LLC

U.S. CAPITAL ADVISORS, LLC

REDSTONE ASSET MANAGEMENT, L.P.