SAINTS CAPITAL SERVICES, LLC other names

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Adviser Profile

As of Date:

03/26/2024

Adviser Type:

- Large advisory firm


Number of Employees:

3

of those in investment advisory functions:

2


Registration:

SEC, Approved, 3/30/2012

AUM:

218,461,318 -16.73%

of that, discretionary:

218,461,318 -16.73%

GAV:

218,461,316 -16.73%

Avg Account Size:

24,273,480 1.77%


SMA’s:

NO

Private Funds:

9 2

Contact Info

415 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
783M 671M 559M 447M 336M 224M 112M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

MIT spinoff develops wireless, implantable lab-on-a-chip
03/31/2021

Investors include: Polaris Venture Partners, Flybridge Capital Partners, Medtronic, Novartis Venture Fund, CSK Ventures, Intersouth Partners, Saints Capital, Care Capital and Boston University.

plasticstoday.com


Private Funds Structure

Fund Type Count GAV
Venture Capital Fund 9 $218,461,316

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Private Funds



Employees




Brochure Summary

Overview

Saints Capital Services, LLC (“Saints Capital”) is a Delaware limited liability company and is owned by David Quinlivan and Kenneth Sawyer, who have been providing advisory services for Saints Capital (or its predecessor entities) since 2000. Saints Capital focuses on investing in the direct secondary market for private securities and provides advisory services exclusively for private fund clients. Saints Capital's principal office is located in Denver. Saints Capital provides investment management advice and administrative services to limited liability companies that are the general partners or managers (the “GP Entities”) to the private investment fund partnerships or limited liability companies (each a “Fund,” together the “Funds”). The general partner of each Saints Capital Fund is responsible for all investment decision making. The Funds invest primarily in securities of venture capital and private equity companies (“Portfolio Companies”). Saints Capital, in its role as an advisor to the Funds, considers the Funds themselves to be its clients; the investors in the Funds are not deemed to be its clients, except to the extent the federal securities laws require that it treats the investors in the Funds as its clients. The Saints Capital group of entities conducts its business through two broad sets of activities: investing and administering the Funds. All investment activities are performed by the GP Entities, while administration and investment advice is provided by Saints Capital. Although the GP Entities have assigned management and administrative responsibilities to Saints Capital, they do not delegate to Saints Capital the authority to select investment opportunities or to make investment or investment-related decisions on behalf of the Funds. The individuals primarily responsible for providing investment advice to all of the Funds are David Quinlivan and Ken Sawyer. Scott Halsted provides investment advice to Saints Capital Everest, L.P. and Saints Capital Granite, L.P. Robert Keppler provides investment advice to Saints Ventures II, L.P., Canaan Extend Fund,
L.P., and Saints Capital Media Ventures, L.P. Allison Goldberg provides investment advice to Saints Capital Media Ventures, L.P. In general, the Funds invest according to the terms specified in their Limited Partnership Agreements or Limited Liability Company Agreements (collectively referred to as “LPAs”). The LPAs generally provide detail of all the terms and conditions for each of the Funds, including, the term of the Fund, capitalization, capital contributions, profits and losses, management fees, expenses, distributions, transfers, withdrawals, dissolution, liquidation, liability and indemnification. The LPAs provide that the GP Entities will be authorized to use discretion to cause the Funds to invest all of the capital committed to the Funds, subject to the investment policies and investment restrictions provided for in the LPAs 5 As of December 31, 2022, Saints Capital managed approximately $$262 million on a discretionary basis and provides administrative and/or investment advisory services to the following 11 Funds: Entity Formation Saints Capital VI, L.P. (“SC VI”) A Delaware limited partnership Saints Capital Dakota, L.P. (“SC Dakota”) A Delaware limited partnership Saints Capital Everest, L.P. (“SC Everest”) A Delaware limited partnership Saints Capital Granite, L.P. (“SC Granite”) A Delaware limited partnership Saints Capital Media Ventures, L.P. A Delaware limited partnership Saints Ventures II, L.P. (“Saints Ventures II”) A Delaware limited partnership Canaan Extend Fund, L.P. (“Canaan Extend Fund”) A Delaware limited partnership Saints Gigatrust, LLC (“SC Gigatrust”) A Delaware limited liability company LCP Extension Fund, LLC A Delaware limited liability company Saints Capital Master LP - Series VII - A A Delaware limited partnership Saints Ventures Generations, LLC (“SVG”) A Delaware limited liability company Each Fund is a private investment vehicle and is not publicly offered. No part of this Brochure is a general solicitation of potential investors in any Fund. This Brochure is intended solely to describe Saints Capital's business.