Adviser Profile

AUM* 135,087,393,955 112%
of that, discretionary 118,860,995,003 110%
Number of Employees 1,715 33%
of those in investment advisory functions 725 37%
Private Fund GAV* 0
Avg Account Size 615,057 23%
% High Net Worth 13.50% 22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

119B 102B 85B 68B 51B 34B 17B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DELOITTE LLP Filing Date12/11/2025 Form ADV-E View Report
Accounting Firm Name DELOITTE LLP Filing Date12/18/2024 Form ADV-E View Report
Accounting Firm Name DELOITTE LLP Filing Date11/29/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG0593M107 Stock NameASTRAZENECA PLC USD0.25 Ordinary Shares $ Position$1,493,232,144 % Position6.00% $ Change200840.00% # Change211661.00%
Stck Ticker023135106 Stock NameAMAZON COM INC USD0.01 Common Stock $ Position$1,221,959,884 % Position5.00% $ Change13.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC USD0.001 Cls A Cap Stock $ Position$1,424,477,045 % Position5.00% $ Change19.00% # Change-4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP USD0.001 Common Stock $ Position$1,275,894,894 % Position5.00% $ Change21.00% # Change5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP USD 0.00000625 Common Stock $ Position$1,378,495,369 % Position5.00% $ Change3.00% # Change2.00%
Stck Ticker92826C839 Stock NameVISA INC USD0.0001 Common Stock $ Position$1,075,140,705 % Position4.00% $ Change12.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC (UK Quoted) NPV Common Stock $ Position$988,581,367 % Position4.00% $ Change19.00% # Change4.00%
Stck Ticker46625H100 Stock NameJP MORGAN CHASE & CO USD1 Common Stock $ Position$901,153,892 % Position3.00% $ Change13.00% # Change1.00%
Stck Ticker532457108 Stock NameLILLY (ELI) & CO NPV Common Stock $ Position$536,929,637 % Position2.00% $ Change40.00% # Change7.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTORS MAN LTD ADS Rep 5 TWD10 Ord Share $ Position$524,845,609 % Position2.00% $ Change51.00% # Change7.00%