Adviser Profile

AUM* 1,877,185,870 47%
of that, discretionary 1,859,117,798 47%
Number of Employees 34 21%
of those in investment advisory functions 18 20%
Private Fund GAV* 0
Avg Account Size 585,340 17%
% High Net Worth 51.84% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 797M 531M 266M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE & MORAN, PLLC Filing Date08/19/2025 Form ADV-E View Report
Accounting Firm Name PLANTE & MORAN, PLLC Filing Date09/12/2024 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date10/04/2023 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date04/28/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$140,192,459 % Position9.00% $ Change3.00% # Change3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$63,696,862 % Position4.00% $ Change13.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$65,718,304 % Position4.00% $ Change22.00% # Change-1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$61,803,354 % Position4.00% $ Change19.00% # Change-3.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$70,153,841 % Position4.00% $ Change93.00% # Change841.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$39,727,423 % Position3.00% $ Change5.00% # Change4.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$50,539,851 % Position3.00% $ Change12.00% # Change0.00%
Stck Ticker74762E102 Stock NameQUANTA SVCS INC $ Position$46,916,201 % Position3.00% $ Change25.00% # Change-5.00%
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$40,796,102 % Position3.00% $ Change-14.00% # Change-1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$43,048,590 % Position3.00% $ Change32.00% # Change1.00%