Adviser Profile
| As of Date | 12/02/2020 |
| Registration status | Terminated |
| ADV Location | ST. LOUIS, MO, United States |
| AUM* | 677,922,107 |
| of that, discretionary | 677,922,107 |
| Number of Employees | 12 |
| of those in investment advisory functions | 10 |
| Private Fund GAV* | 0 |
| Avg Account Size | 715,108 |
| % High Net Worth | 57.14% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Reported AUM
678M
581M
484M
387M
291M
194M
97M
2015
2016
2017
2018
2019
2020
Private Funds
No private funds