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Adviser Profile

As of Date 05/12/2026
Registration SEC, Approved, 06/01/2005
ADV Location ALAMEDA, CA, United States
Contact Info 510 xxxxxxx
Websites
AUM* 682,712,667 -18%
of that, discretionary 682,712,667 -18%
Number of Employees 10 25%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 13,129,090 -11%
% High Net Worth 13.89% -29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 965M 724M 483M 241M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000361105 Stock NameAAR CORP $ Position$13,785,027 % Position2.00% $ Change24.00% # Change-5.00%
Stck Ticker03076K108 Stock NameAMERIS BANCORP $ Position$11,729,468 % Position2.00% $ Change10.00% # Change-5.00%
Stck Ticker03168L105 Stock NameAMNEAL PHARMACEUTICALS INC $ Position$14,185,130 % Position2.00% $ Change14.00% # Change-18.00%
Stck Ticker01446U103 Stock NameALERUS FINL CORP $ Position$11,014,221 % Position2.00% $ Change78.00% # Change36.00%
Stck Ticker197236102 Stock NameCOLUMBIA BKG SYS INC $ Position$11,333,809 % Position2.00% $ Change11.00% # Change-5.00%
Stck Ticker264147109 Stock NameDUCOMMUN INC DEL $ Position$15,810,822 % Position2.00% $ Change44.00% # Change-5.00%
Stck Ticker576690101 Stock NameMATERION CORP $ Position$13,741,500 % Position2.00% $ Change95.00% # Change-5.00%
Stck Ticker750940108 Stock NameRALLIANT CORP $ Position$12,072,375 % Position2.00% $ Change137.00% # Change34.00%
Stck Ticker861896108 Stock NameSTONEX GROUP INC $ Position$12,288,332 % Position2.00% $ Change12.00% # Change-24.00%
Stck Ticker97650W108 Stock NameWINTRUST FINL CORP $ Position$12,041,303 % Position2.00% $ Change10.00% # Change-5.00%