Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 05/06/2005
Other registrations (1)
ADV Location MENLO PARK, CA, United States
Contact Info 650 xxxxxxx
Websites
AUM* 341,143,700 13%
of that, discretionary 341,143,700 13%
Number of Employees 2
of those in investment advisory functions 1 -50%
Private Fund GAV* 0
Avg Account Size 1,156,419 19%
% High Net Worth 69.70% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

345M 296M 246M 197M 148M 99M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287226 Stock NameISHARES TR $ Position$21,986,776 % Position8.00% $ Change5.00% # Change5.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$16,395,011 % Position6.00% $ Change9.00% # Change-4.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$12,649,759 % Position5.00% $ Change6.00% # Change0.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$14,146,075 % Position5.00% $ Change1.00% # Change2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,478,438 % Position3.00% $ Change-1.00% # Change-2.00%
Stck Ticker381430230 Stock NameGOLDMAN SACHS ETF TR $ Position$8,671,851 % Position3.00% $ Change6.00% # Change6.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$7,149,220 % Position3.00% $ Change6.00% # Change-7.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$8,897,172 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$5,600,616 % Position2.00% $ Change9.00% # Change-2.00%
Stck Ticker68389X105 Stock NameORACLE CORP $ Position$4,330,113 % Position2.00% $ Change4.00% # Change4.00%

Brochure Summary