Adviser Profile

As of Date 07/15/2026
Registration SEC, Approved, 06/02/2005
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 69,234,190,434 4%
of that, discretionary 69,148,846,160 4%
Number of Employees 186 3%
of those in investment advisory functions 64 -7%
Private Fund GAV* 0
Avg Account Size 19,736,086 -5%
% High Net Worth 28.82% -14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

75B 64B 54B 43B 32B 21B 11B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date02/24/2026 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date04/10/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date03/28/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerMAL526000 Stock NameRREEF CORE PLUS RESIDENTIAL FU $ Position$282,396,279 % Position5.00% $ Change927.00% # Change927.00%
Stck Ticker922908363 Stock NameVANGUARD S&P 500 ETF $ Position$210,839,681 % Position4.00% $ Change5.00% # Change-8.00%
Stck TickerLIS971000 Stock NameMANULIFE CO-INVESTMENT PARTNER $ Position$155,774,673 % Position3.00% $ Change10.00% # Change10.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP $ Position$170,123,721 % Position3.00% $ Change975.00% # Change837.00%
Stck TickerLJJ328000 Stock NameTQ DB PENSION PRIV INV ADM $ Position$91,570,370 % Position2.00% $ Change3.00% # Change3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$90,559,557 % Position2.00% $ Change-25.00% # Change-25.00%
Stck Ticker46434G103 Stock NameISHARES CORE MSCI EMERGING $ Position$37,320,745 % Position1.00% $ Change16.00% # Change-2.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC CL A $ Position$34,211,418 % Position1.00% $ Change3.00% # Change4.00%
Stck Ticker842587107 Stock NameSOUTHERN CO $ Position$34,179,477 % Position1.00% $ Change141.00% # Change143.00%
Stck Ticker808513105 Stock NameSCHWAB (CHARLES) CORP $ Position$50,534,249 % Position1.00% $ Change136.00% # Change140.00%

Brochure Summary