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Adviser Profile

As of Date 07/07/2026
Registration SEC, Approved, 02/07/2005
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 792,857,735 9%
of that, discretionary 792,857,735 9%
Number of Employees 15 15%
of those in investment advisory functions 8 -20%
Private Fund GAV* 0
Avg Account Size 498,653 -61%
% High Net Worth 21.61% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

793M 680M 566M 453M 340M 227M 113M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DEMARCO SCIACOTTA WILKENS AND DUNLEAVY, LLP Filing Date02/24/2026 Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACOTTA WILKENS & DUNLEAVY, LLP Filing Date11/18/2024 Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP Filing Date02/07/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46436E718 Stock NameISHARES TR $ Position$31,154,169 % Position5.00% $ Change0.00% # Change0.00%
Stck Ticker911312106 Stock NameUNITED PARCEL SVCS INC $ Position$23,601,573 % Position4.00% $ Change0.00% # Change0.00%
Stck Ticker911312106 Stock NameUNITED PARCEL SVCS INC $ Position$25,684,354 % Position4.00% $ Change9.00% # Change-4.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$22,023,155 % Position3.00% $ Change12.00% # Change4.00%
Stck Ticker922020748 Stock NameVANGUARD MALVERN FDS $ Position$16,748,432 % Position3.00% $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$19,746,896 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$18,527,486 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker41653L875 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$14,435,235 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker33739P103 Stock NameFIRST TR EXCH TRADED FD III $ Position$9,706,700 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker69374H816 Stock NamePACER FDS TR $ Position$10,293,292 % Position2.00% $ Change0.00% # Change0.00%

Brochure Summary