Adviser Profile

As of Date 09/23/2026
Registration SEC, Approved, 07/29/2004
Contact Info 503 xxxxxxx
Websites
AUM* 153,000,000 35%
of that, discretionary 153,000,000 35%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 388,325 4%
% High Net Worth 78.50% 57%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

146M 125M 104M 83M 63M 42M 21M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees