Clough Capital Partners L.P. ("Clough Capital", “we” or “us”) is a SEC-registered
investment adviser with its principal place of business located in Boston,
Massachusetts. Clough Capital is a limited partnership that began conducting business
in 2000.
Clough Capital’s principal owner (i.e., those individuals and/or entities controlling 25%
or more of the partnership) is Charles I. Clough Jr. Mr. Clough’s interests in Clough
Capital are held through his interests in two entities: Clough CGI, LLC and Charles I.
Clough Jr. Trust of 2009.
PRIVATE FUND PORTFOLIO MANAGEMENT
Clough Capital provides investment management services to collective investment
funds that are not registered as investment companies (the "Private Funds"). The
Private Funds that are managed by Clough Capital include:
• Clough Investment Partners I, L.P. ("Clough I")
• Clough Investment Partners II, L.P. ("Clough II")
• Clough Offshore Fund, Ltd. ("Clough Offshore")
• Clough Healthcare Fund, L.P. (“Clough Healthcare”) and Clough Healthcare
Offshore Fund, Ltd. (“Healthcare Offshore”) (investing through Clough Healthcare
Master Fund, L.P.)
• CCP SPV, L.P. (“CCP SPV”)
The Private Funds are either organized as (i) limited partnerships, where an affiliate of
Clough Capital (Clough Associates LLC for Clough I and Clough II, Clough Healthcare
Associates, LLC for Clough Healthcare, and CCP Associates, LLC for CCP SPV) acts
as the general partner (each a “General Partner”) and each investor in that Private Fund
is a Limited Partner, or (ii) an exempted offshore corporation offering shares to qualified
investors, where Clough Capital acts as investment manager.
MUTUAL FUND PORTFOLIO MANAGEMENT
Clough Capital provides investment management services to the Clough Global
Dividend and Income Fund, the Clough Global Equity Fund, and the Clough Global
Opportunities Fund (the "Closed-End Funds"), as well as to the Clough Select Equity
exchange-traded fund (“ETF”) and the Clough Hedged Equity ETF (the “ETFs”, and
together with the Closed-End Funds, collectively the “Mutual Funds”). All five Mutual
Funds are registered under the Investment Company Act of 1940.
Clough Capital serves as the investment advisor to the Mutual Funds, and continuously
manages the Mutual Fund assets based on the investment goals and objectives as
outlined in each Mutual Fund's prospectus.
Interested investors should refer to each Mutual Fund's Prospectus and Statement of
Additional Information ("SAI") for important information regarding objectives,
investments, time-horizon, risks, fees, expenses, and additional disclosures. These
documents are available on-line a
t www.cloughcefs.com for the Closed-End Funds and
www.cloughetfs.com for the ETFs.
Prior to making any investment in a fund, investors and prospective investors should
carefully review these documents for a comprehensive understanding of the terms and
conditions applicable for investment in the Mutual Fund.
SEPARATE ACCOUNT PORTFOLIO MANAGEMENT
Clough Capital provides continuous asset management of client portfolios based on the
individual needs of the client. Through discussions in which goals and objectives based
on the client's particular circumstances are established, Clough Capital develops the
client's investment guidelines. Clough Capital creates and manages a portfolio based on
those guidelines.
Clough Capital manages these advisory accounts on a discretionary basis. Account
supervision is guided by the client's stated objectives and guidelines (e.g., maximum
capital appreciation, growth, income, or growth and income), as well as tax
considerations.
Clients can impose reasonable restrictions on investing in certain securities, types of
securities, or industry sectors, or such other investment restrictions as may be agreed
between a client and Clough Capital, but in general management of an account is
discretionary on the part of Clough Capital.
AMOUNT OF MANAGED ASSETS
All Clough Capital’s client accounts are managed on a discretionary basis. As of
January 1, 2024, Clough Capital was managing approximately $1,188,237,600 of client
assets.