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Adviser Profile

As of Date 03/26/2025
Adviser Type - Large advisory firm
Number of Employees 12 9.09%
of those in investment advisory functions 7 16.67%
Registration SEC, Approved, 09/22/1994
AUM* 2,204,189,405 43.51%
of that, discretionary 2,204,189,405 43.51%
Private Fund GAV* 824,313,151 20.43%
Avg Account Size 29,786,343 49.32%
% High Net Worth 84.72% -12.75%
SMA’s Yes
Private Funds 3 1
Contact Info 518 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 993M 745M 496M 248M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$824,313,151

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Top Holdings

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Stck Ticker30226D106 Stock NameExtreme Networks $ Position$82,859,652 % Position4.00% $ Change # Change
Stck Ticker466313103 Stock NameJabil Inc $ Position$78,497,450 % Position4.00% $ Change # Change
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Stck Ticker29275Y102 Stock NameEnerSys $ Position$42,515,212 % Position2.00% $ Change # Change

Brochure Summary