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Adviser Profile

As of Date 05/22/2024
Adviser Type - Large advisory firm
Number of Employees 12 33.33%
of those in investment advisory functions 11 37.50%
Registration California, Terminated, 03/30/2004
Other registrations (1)
AUM* 371,419,409 23.26%
of that, discretionary 371,419,409 23.26%
Private Fund GAV* 4,597,360
Avg Account Size 381,334 -2.68%
% High Net Worth 17.47% -16.62%
SMA’s Yes
Private Funds 1
Contact Info 800 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
422M 361M 301M 241M 181M 120M 60M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$4,597,360

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Brochure Summary