Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 07/03/2003
ADV Location CASTLE ROCK, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 222,869,514 -3%
of that, discretionary 222,869,514 -3%
Number of Employees 5
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 3,095,410 -15%
% High Net Worth 40.28% -12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 967M 805M 644M 483M 322M 161M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date07/15/2025 Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date05/16/2024 Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date09/25/2023 Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES LLP Filing Date06/20/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker50212V100 Stock NameLPL FINL HLDGS INC $ Position$8,663 % Position2.88% $ Change27.43% # Change9.74%
Stck Ticker02005N100 Stock NameALLY FINL INC $ Position$7,721 % Position2.57% $ Change11.19% # Change8.56%
Stck Ticker46266C105 Stock NameIQVIA HLDGS INC $ Position$6,918 % Position2.30% $ Change-4.09% # Change-2.97%
Stck Ticker78467J100 Stock NameSS&C TECHNOLOGIES HLDGS INC $ Position$6,313 % Position2.10% $ Change-6.31% # Change-2.72%
Stck Ticker171484108 Stock NameCHURCHILL DOWNS INC $ Position$6,110 % Position2.03% $ Change70.15% # Change40.50%
Stck Ticker05352A100 Stock NameAVANTOR INC $ Position$5,933 % Position1.97% $ Change14.67% # Change-0.44%
Stck Ticker058498106 Stock NameBALL CORP $ Position$5,823 % Position1.94% $ Change49.31% # Change34.47%
Stck Ticker631103108 Stock NameNASDAQ INC $ Position$5,808 % Position1.93% $ Change5.95% # Change-3.50%
Stck Ticker148806102 Stock NameCATALENT INC $ Position$5,592 % Position1.86% $ Change20.88% # Change-1.78%
Stck Ticker620076307 Stock NameMOTOROLA SOLUTIONS INC $ Position$5,522 % Position1.84% $ Change5.99% # Change-1.08%